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Authorised fund managers (AFMs) who manage UCITS schemes must produce a... commencer à apprendre
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... Key Investor Information Document (KIID). It must include the essential characteristics of th UCITS scheme - nature and risks
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Key Investor Information Document (KIID) relates to...? commencer à apprendre
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KIID must provide UCITS scheme: information, such as investment objectives, a risk and reward profile and associated... Key Investor Information Document commencer à apprendre
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Identification of the scheme. | short description.
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KIIDs might not be required where... Key Investor Information Document commencer à apprendre
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where another firm has agreed to prepare such a document also: enough detail in another document | not required in some cases like reinsurance.
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commencer à apprendre
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For what product Key Features Document (KFD) is required? 3 commencer à apprendre
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Packaged product, | ISA cash, | Child trust fund (CTF),
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commencer à apprendre
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Key Information Documents short and consumer-friendly documents giving key facts to investors fpr CIS and also other ’packaged’ investment products offered by banks or insurance companies.
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What does PRIIP stand for? commencer à apprendre
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Packaged Retail and Insurance-based Investment Products
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The aim of the PRIIPs legislation is to help investors to better understand key features of different PRIIPs, through access to a short and consumer-friendly...? Packaged Retail and Insurance-based Investment Products commencer à apprendre
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Key Information Documents. | The regulation applies to firms that manufacture/advise/sell PRIIPs,
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PRIIP category, 1) Investment __? PRIIP four types. commencer à apprendre
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1. Investment funds. | 2. insurance-based investment products. | 3. Retail-structured securities. | 4. Structured term deposits.
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PRIIP category, 2) __-based investment products commencer à apprendre
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... insurance-based investment products. 1. Investment funds. | 2. insurance-based investment products. | 3. Retail-structured securities. | 4. Structured term deposits.
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PRIIP category, 3) Retail-structured __? commencer à apprendre
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Retail-structured securities. 1. Investment funds. | 2. insurance-based investment products. | 3. Retail-structured securities. | 4. Structured term deposits.
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PRIIP category, 4) Structured term __. commencer à apprendre
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Structured term deposits. 1. Investment funds. | 2. insurance-based investment products. | 3. Retail-structured securities. | 4. Structured term deposits.
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P r o v i d e a t l e a s t 2 commencer à apprendre
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Retail product providers. | Life companies. | Discretionary investment firms. | fund managers. | Stockbrokers. | Financial advisers.
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Retail client' in context of PRIP relates to MiFID definition and customers as referred to in the...? Packaged Retail and Insurance-based Investment Products commencer à apprendre
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Insurance Distribution Directive (IDD).
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KID is a stand-alone, standardised document prepared for each __? Key Information Documents commencer à apprendre
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content: What is this product? Risks. What happens if a counterparty is unable to pay out? How can I complain?
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Regulation outlines the layout of the KID are detailed in... commencer à apprendre
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Regulatory Technical Standards the content and presentation of the KID | calculations | Review and republication of the KID.
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Cancellation period for Life and Pension products is...? commencer à apprendre
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Cancellation period for ISA is...? commencer à apprendre
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Cancellation period for non-life and pensions products (both distance, non-distance contracts) is...? commencer à apprendre
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The cancellation period starts either from the day the contract concludes, or from the day... commencer à apprendre
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the client receives contractual information, if later.
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If cancellation rights apply, firms must tell consumers of their rights in a... commencer à apprendre
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its duration | practical details of how to exercise it
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If cancellation rights apply, the durable medium record-keeping retention period for for pension transfers, pension opt-outs or FSAVCs is... (free-standing additional voluntary contributions) commencer à apprendre
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at least three years in any other case.
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If cancellation rights apply, documents record-keeping retention period in relation to a life policy, pension contract, personal pension scheme is...? commencer à apprendre
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at least three years in any other case.
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